118
Annual Report -
2013
-
Vivendi
Information About The Company
| Corporate Governance | Reports
3
Appendix: Stock Subscription Option Plans and Performance Share Plans
Performance share plans
Date of the
Shareholders’
Meeting
Date of the
Supervisory
Board’s
or the
Management
Board’s
meeting
Grant
date
Number of performance shares granted
Acquisition
date
(1)
Date of
availability
Adjusted number of rights
to performance shares
(*)
Total number
of which, number granted
to members of governing
bodies
Number
of rights
canceled
in 2013
Number
of issued
shares at the
end of the
acquisition
period
Number
of rights
outstanding
as of Decem-
ber 31, 2013
of beneficia-
ries
of perfor-
mance
shares
Number of
beneficiaries
Number
of rights to
performance
shares
04/24/08
02/24/09 04/16/09
707
443,665
4
30,669
04/18/11 04/19/13
67,047
0
04/24/08
02/24/10 04/15/10
775
988,504
4
30,669
04/16/12 04/17/14
(a)
155,502
04/24/08
04/28/10 06/04/10
11
13,334
0
0
06/05/12 06/06/14
(b)
1,034
04/24/08
11/15/10 11/15/10
2
2,000
0
0
11/16/12 11/17/14
(c)
1,034
04/24/08
02/28/11 04/13/11
6
225,000
6
225,000
04/15/13 04/16/15
206,689
(d)
25,836
04/24/08
02/22/11 04/13/11
787 1,454,200
5
75,900
04/15/13 04/16/15 28,948 1,118,028
(e)
246,020
04/24/08
04/21/11 04/21/11
1
75,000
1
75,000
04/22/13 04/23/15
(f)
77,514
04/21/11
08/30/11 08/30/11
3
11,780
0
0
09/02/13 09/03/15
12,956
0
04/21/11
10/25/11 10/25/11
2
2,220
0
0
10/28/13 10/29/15
1,222
1,222
0
04/21/11
02/29/12 04/17/12
6
201,007
6
201,007
04/18/14 04/19/16
(g)
220,860
04/21/11
02/28/12 04/17/12
793 1,617,470
5
75,000
04/18/14 04/19/16 66,160
3,660
(h)
1,668,335
04/21/11
07/16/12 07/16/12
1
1,780
0
0
07/17/14 07/18/16
1,895
04/21/11
07/16/12 07/16/12
14,584
729,200
0
0
07/17/14 07/19/16 33.650
(i)
663,050
04/21/11
09/27/12 09/27/12
1
60,000
1
60,000
09/29/14 09/30/16
63,847
04/21/11
09/27/12 09/27/12
4
37,500
4
37,500
09/29/14 09/30/16
39,907
04/21/11
02/18/13 02/22/13
2
160,000
2
160,000
02/23/15 02/24/17
170,215
04/21/11
02/18/13 02/22/13
773 2,413,444
6
200,000
02/23/15 02/24/17 102,378
(j)
2,463,268
04/21/11
05/13/13 05/13/13
9
8,190
0
0
05/14/15 05/15/17
8,720
04/21/11
06/18/13 06/18/13
2
26,390
0
0
06/19/15 06/20/17
26,390
04/21/11
07/22/13 07/22/13
1
30,000
0
0
07/23/15 07/24/17
30,000
04/21/11
07/22/13 07/22/13
4
17,816
0
0
07/23/15 07/24/17
(k)
17,816
04/21/11
10/21/13 10/21/13
3
56,000
1
20,000
10/22/15 10/23/17
56,000
04/21/11
12/11/13 12/11/13
1
70,000
1
70,000
12/14/15 12/15/17
70,000
Total 232,358 1,409,602 6,007,243
(1)
First day of trading at the end of a 2-year acquisition period.
(a)
Includes 155,502 rights to performance shares, after adjustment, granted to US and Brazil-resident beneficiaries to be registered in an account in 2014.
(b)
Includes 1,034 rights to performance shares, after adjustment, granted to a Brazil-resident beneficiary to be registered in an account in 2014.
(c)
Includes 1,034 rights to performance shares, after adjustment, granted to a Brazil-resident beneficiary to be registered in an account in 2014.
(d)
Includes 25,836 rights to performance shares, after adjustment, granted to a US-resident beneficiary to be registered in an account in 2015.
(e)
Includes 246,020 rights to performance shares, after adjustment, granted to US, UK and Brazil-resident beneficiaries to be registered in an account in 2015.
(f)
Includes 77,514 rights to performance shares, after adjustment, granted to a US-resident beneficiary to be registered in an account in 2015.
(g)
Includes 53,413 rights to performance shares, after adjustment, granted to US and Brazil-resident beneficiaries to be registered in an account in 2016.
(h)
Includes 279,904 rights to performance shares, after adjustment, granted to US, UK and Brazil-resident beneficiaries to be registered in an account in 2016.
(i)
Grant of 50 Vivendi shares to all employees of French subsidiaries.
(j)
Includes 487,755 rights to performance shares, after adjustment, granted to US, UK and Brazil-resident beneficiaries to be registered in an account in 2017.
(k)
Includes 17,816 rights to performance shares granted to UK and Brazil-resident beneficiaries to be registered in an account in 2017.
(*)
Adjustments following the payment in 2010 and 2013 of the dividend for fiscal years 2009 and 2012 by withdrawal from reserves and the grant
of one bonus share for every 30 shares held, which occurred on May 9, 2012.
