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3
Trading in Company Securities
Information about the Company |
Corporate Governance
| Reports
3.5. Trading in Company Securities
Vivendi complies with the General Regulations of the AMF and the
recommendations of the AFEP and MEDEF. Consequently, purchase and
sale transactions involving the Company’s securities are prohibited during
the period from the date when a member of the Supervisory Board or
Management Board becomes aware of precise market information
concerning the Company’s day-to-day business or prospects which, if
made public, would likely have a material impact on the Company’s share
price, up to the date when this information is made public. In addition,
such transactions are prohibited for a period of 30 calendar days up to
and including the date of publication of the Company’s quarterly, semi-
annual and annual financial statements. Vivendi prepares and distributes
a summary schedule setting out the periods during which transactions
involving the Company’s shares are prohibited (“blackout periods”). This
schedule also makes clear that the periods indicated do not preclude the
existence of other blackout periods that may apply, due to awareness
of specific market information concerning developments in Vivendi’s
business or prospects which, if made public, would be likely to have a
material impact on the Company’s share price.
At its meeting held on January 24, 2007, Vivendi’s Management Board
prohibited the use of all hedge transactions on stock options, shares
resulting from the exercise of stock options, performance shares, and
the Company’s securities in general, through the hedged purchase or sale
of shares or the use of any other option mechanism. These prohibitions
appear in the rules of the stock option and performance share plans,
and beneficiaries of these plans are reminded of them in the individual
grant letters. This prohibition also appears in the internal rules of the
Supervisory Board and Management Board.
3.5.1.
Trading in Securities by Members of the Supervisory Board and the Management Board
Pursuant to Article 223-26 of the General Regulations of the AMF, the
table below sets out transactions involving the Company’s securities
in 2014 up to the date of registration of this Annual Report that were
reported to the Company and to the AMF:
Name
Purchases
Sales
Date
Quantity
Unit price
in euros
Date
Quantity
Unit price
in euros
Compagnie de Cornouaille
(Bolloré Group)
09/01/14
730,810
19.8410
09/02/14
1,103,287
19.9480
09/03/14
37,447
19.9090
02/17/15
158,609
20.7980
03/02/15 40,548,020
21.00
Vincent Bolloré
05/16/14
2,000
18.6350
Philippe Bénacin
06/13/14
6,300
19.19
06/25/14
7,800
18.27
Aliza Jabès
03/11/15
910
21.790
Virginie Morgon
03/12/15
1,000
21.9551
Katie Stanton
03/10/15
1,000
21.99
Arnaud de Puyfontaine
06/03/14
500
19.335
03/04/15
2,000
21.0386
Hervé Philippe
03/03/15
2,400
21.00
Jean-René Fourtou
05/16/14
163,484
18.5775
05/19/14
163,484
18.65
05/19/14
163,484
18.8695
05/19/14
163,484
18.9275
05/20/14
163,488
18.8349
Jean-François Dubos
05/16/14
78,833
18.5021
05/16/14
78,833
18.6500
05/16/14
78,834
18.6217
143
Annual Report 2014