Page 151 - 2012 Annual Report
Basic HTML Version
151
VIVENDI
l
2012
l Annual Report
3
3
INFORMATION ABOUT THE COMPANY – CORPORATE GOVERNANCE
SECTION 3 - CORPORATE GOVERNANCE
TRADING IN COMPANY SECURITIES
3.4. TRADING IN COMPANY SECURITIES
Vivendi complies with the General Regulations of the AMF and the
recommendations of the AFEP and MEDEF. Consequently, purchase and
sale transactions involving the company’s securities are prohibited during
the period from the date on which a member of the Supervisory Board
or the Management Board becomes aware of precise market information
concerning the company’s day-to-day business or prospects which, if made
public, would be likely to have a material impact on the company’s share
price, up to the date on which this information is made public. In addition,
such transactions are prohibited for a period of 30 calendar days preceding
and including the day of publication of the company’s quarterly, half-
yearly and annual Consolidated Financial Statements. Vivendi distributes
a schedule setting out the periods during which transactions involving
company’s shares are prohibited (“blackout periods”). This schedule also
indicates that the periods mentioned do not preclude the existence of
other blackout periods that may apply due to the awareness of precise
market information concerning the day-to-day business or prospects of
Vivendi or one of its listed subsidiaries which, if made public, would be
likely to have a material impact on the company’s share price.
Finally, pursuant to AFEP and MEDEF recommendations published on
January 9, 2007, Vivendi’s Management Board, at its meeting held on
January 24, 2007, prohibited the use of any and all hedge transactions on
the company’s securities following the exercise of stock options
3.4.1.
Trading in Securities by Members of the Supervisory Board and the Management Board
Pursuant to Article 223-26 of the General Regulations of the AMF, the table
below sets out transactions performed by Directors of Vivendi involving
the company’s securities in 2012 up until the date of registration of the
official French version of this Annual Report (
Document de Référence
) that
were notified to the company and to the AMF:
Purchase
Sale
Full Name
Date
Quantity
Unit price
(in euros)
Date
Quantity
Unit price
(in euros)
Compagnie de Cornouaille/V. Bolloré
12/27/12
50,000
17.30
-
-
-
Vincent Bolloré
03/15/13
1,000
16,150
-
-
-
Christophe de Margerie
04/05/12
1,200
13.2250
-
-
-
Pascal Cagni (non-voting Director)
11/28/12
6,100
16.3767
-
-
-
11/29/12
6,100
16.50
-
-
-
